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Kaplan Turbine

Kaplan Turbine

Brief description

A Kaplan turbine is a propeller-type reaction water turbine with adjustable blades, specifically engineered for generating power under low hydraulic heads (low water drop height, typically 2 to 70 meters) and high volumetric flow rates. Unlike fixed-blade propeller turbines, the Kaplan turbine allows both its runner blades and guide vanes to adjust automatically according to changing water flow, maintaining high efficiency across a wide range of operating conditions.

Use / Function

  • Primary use: Generating continuous, large-scale hydroelectricity from low-head river systems, tidal barrages, and run-of-the-river dams.
  • Secondary uses: Regulating water release rates in irrigation canals while harvesting mechanical energy, and powering large-scale water transfer pumps in reverse configuration.
  • Scale: Medium-to-large industrial installations (from hundreds of kilowatts in small canal installations to hundreds of megawatts in major river dams).

Operating principle

Axial Flow and Adjustable Hydrodynamics:

  1. Water Entry: Pressurized water enters radially through a spiral scroll case and passes through adjustable guide vanes (wicket gates) arranged in a circle.
  2. Radial-to-Axial Flow Transition: The guide vanes swirl the water and direct it axially along the turbine shaft toward the propeller runner.
  3. Lift Generation: As water flows axially past the propeller blades, the hydrofoil shape of the blades produces aerodynamic-like lift, causing the runner to spin rapidly.
  4. Variable Pitch Adjustment: Internal pitch mechanisms dynamically rotate the individual runner blades to match the angle of incoming water, maintaining peak aerodynamic efficiency even when water flow rates fluctuate.
  5. Draft Tube Recovery: Water exits axially through a widening draft tube below the tailrace, recovering remaining kinetic energy as static pressure to maximize total hydraulic head.

How to create it

1. Runner Hub and Adjustable Blade Assembly

  1. Machine a hollow central runner hub out of cast Steel or Bronze to house the blade pitch control linkages.
  2. Cast hydrofoil propeller blades (typically 3 to 6 blades) from corrosion-resistant steel or bronze.
  3. Mount the blades onto the hub using pivot trunnions and internal lever linkages connected to a central control rod extending through the hollow shaft.

2. Guide Vanes and Housing Assembly

  1. Construct a cylindrical outer housing with an expanding lower conical section (Steel or Cast Iron).
  2. Install a circular ring of pivoting guide vanes (wicket gates) above the runner, linked to an external control ring.

3. Shaft and Governor System

  1. Connect the runner hub to a vertical Steel shaft supported by thrust and guide bearings.
  2. Link the blade control rod and wicket gate ring to a hydraulic governor mechanism or mechanical linkages for synchronized pitch control.

Materials needed

  • Runner Blades & Hub: High-strength Steel or corrosion-resistant Bronze.
  • Outer Casing & Draft Tube: Cast Iron, structural steel plate, or reinforced concrete.
  • Shaft & Linkages: Heavy-duty forged carbon steel.
  • Working Fluid: Low-head Water supplied from a river or low-dam reservoir.

Variants and improvements

  • Bulb Turbine: A horizontal inline variant where the generator and turbine are sealed inside a streamlined “bulb” submerged directly in the water flow, reducing civil engineering costs for low-head sites.
  • Tube Turbine: An inclined or horizontal inline Kaplan turbine where the generator is mounted externally outside the water duct, simplified for smaller river projects.
  • VLH (Very Low Head) Turbine: A slow-rotating, large-diameter Kaplan variant operating efficiently on water drops under 3 meters with minimal impact on aquatic life.

Limits and risks

  • Cavitation Risk: Low pressure on the suction side of the propeller blades can cause destructive cavitation bubbles, requiring precise depth submergence below the tailrace.
  • Mechanical Complexity: The internal hub mechanism required to adjust moving blades under immense water pressure increases maintenance demands and risk of oil leaks.
  • Fish Mortality: High-speed blade rotation can harm migratory fish unless fish screens or eco-friendly low-blade-count designs are utilized.
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